In the eighteenth century, a young man flush with hard-won knowledge
about the secrets of life locks himself in his apartment to engage in a gruesome
but fascinating task: creating a human being. Months later, pale and emaciated
from days spent slaving over stolen body parts, he brings a new life into the
world, only to recoil in horror from his monstrous creation. He soon finds
himself in a downward spiral of guilt, remorse, and helplessness, as the monster
destroys everything dear to him.
The heart of Mary Shelley's Frankenstein is its protagonist's
struggle to deal with the responsibility for the tragic consequences of an
overreaching scientific endeavor. The novel is a triumph of Gothic storytelling
with its supernatural and horrifying depiction of science gone awry, and the
framing of various narratives contributes to the tale's complex, nuanced, and
fascinating nature.
Started during a rainy summer in the Alps in 1816 and published in 1818, Frankenstein
was an instant success. Almost two centuries later, it has become not only a
widely read classic but also the source of innumerable movies, cartoons, and
Halloween costumes. From Boris Karloff's classic portrayal of Frankenstein's
monster in the 1931 film to Robert de Niro's rendering in 1994's Mary
Shelley's Frankenstein, the monster has remained a symbol of humanity
overstepping its bounds—a complex figure in whom the desire for companionship
struggles tragically against the thirst for revenge. A "ghost story"
of the highest caliber, the legend of Frankenstein continues to capture the
imagination, encapsulating in a single, grotesque figure society's continuing
hopes and fears about science.
In the two centuries since Mary Shelley wrote her masterpiece, science
and technology have advanced rapidly, and their influence on modern life is
incalculable. Yet the knowledge behind this scientific revolution bears risks:
nuclear power is balanced by the threat of nuclear waste and weaponry; genetic
engineering to prevent hereditary diseases is balanced by the ethical and
environmental issues of cloning and eugenics. Frankenstein remains a
relevant analysis of the dangers of science, a sensitive, complex exploration of
the tension between developing the mind and knowing too much, creating and
playing the Creator, exploring new ground and crossing into forbidden territory.
Note: In 1831, Shelley completed a revision of Frankenstein in
which she changed several minor, but not insignificant, facts. Primary among
those is that Elizabeth
Lavenza, rather
than being Victor
Frankenstein's
cousin, is an orphan adopted from a poor Italian family. Where appropriate,
differences between the two versions are noted in the text. Chapter numbers are
taken from the 1831 edition.
Context
|
Did I request thee, Maker, from my clay To mould me Man, did I solicit
thee From darkness to promote me? |
|
In the summer of 1816, a young, well-educated woman from England traveled
with her lover to the Swiss Alps. Unseasonable rain kept them trapped inside
their lodgings, where they entertained themselves by reading ghost stories. At
the urging of renowned poet Lord Byron, a friend and neighbor, they set their
own pens to paper, competing to see who could write the best ghost story. The
young woman, Mary Wollstonecraft Godwin, took the prize, having composed a story
creepy enough not only to take its place alongside the old German tales that she
and her Alpine companions had been reading, but also to become a bestseller in
her time and a Gothic classic that still resonates with readers almost two
centuries later.
Mary Wollstonecraft Godwin was born on August 30, 1797, in London, of
prime literary stock. Her mother, Mary Wollstonecraft, was the author of A
Vindication of the Rights of Woman, a feminist tract encouraging women to
think and act for themselves. Wollstonecraft died giving birth to Mary, leaving
her daughter in the care of her husband, William Godwin, a member of a circle of
radical thinkers in England that counted Thomas Paine and William Blake among
its ranks. Mary's upbringing in this rarefied atmosphere exposed her at an early
age to cutting-edge ideas, and it forged useful connections for her to such
notables as Lord Byron.
Another of the literary types that Mary met as a teenager was Percy
Bysshe Shelley, a dashing young poet. Sparks flew, and, in 1814, they ran away
together for a tour of France, Switzerland, and Germany—Mary escaping her
family and Percy his wife. At first blissful, their affair soon came under
strain. Percy's relationship with Mary waxed and waned with the demands of his
wife, Harriet; meanwhile, Mary busied herself with another man. Despite these
distractions, the relationship endured and was eventually formalized under
scandalous circumstances: Harriet, pregnant with Percy's child, drowned herself
in London in November of 1816; Mary and Percy were married weeks later.
The union between Mary and Percy was not only romantic but also literary.
Percy edited Mary's manuscript for Frankenstein and is commonly supposed
to have written the preface under her name. Frankenstein was published on
January 1, 1818, and became an immediate bestseller. Unfortunately for Mary,
this success was a single bright spot amid a series of tragedies. From 1815 to
1819, three of her four children died in infancy; in 1822, Percy drowned off the
shore of Tuscany, leaving Mary a widow and single mother. Mary turned to her
husband's poetry and prose, editing and publishing his Posthumous Poems
in 1824 and his Poetical Works and Letters in 1839. She spent the rest of
her time on her own writing, publishing Valperga in 1823, The Last Man
in 1826, The Fortunes of Perkin Warbeck in 1830, Lodore in 1835,
and Falkner in 1837. Serious illness plagued Mary, and she died in London
in February 1851.
Plot
Overview
In a series of letters, Robert
Walton, the
captain of a ship bound for the North Pole, recounts to his sister back in
England the progress of his dangerous mission. Successful early on, the mission
is soon interrupted by seas full of impassable ice. Trapped, Walton encounters Victor
Frankenstein, who
has been traveling by dog-drawn sledge across the ice and is weakened by the
cold. Walton takes him aboard ship, helps nurse him back to health, and hears
the fantastic tale of the
monster that
Frankenstein created.
Victor first describes his early life in Geneva. At the end of a blissful
childhood spent in the company of Elizabeth
Lavenza (his
cousin in the 1818 edition, his adopted sister in the 1831 edition) and friend Henry
Clerval, Victor
enters the university of Ingolstadt to study natural philosophy and chemistry.
There, he is consumed by the desire to discover the secret of life and, after
several years of research, becomes convinced that he has found it.
Armed with the knowledge he has long been seeking, Victor spends months
feverishly fashioning a creature out of old body parts. One climactic night, in
the secrecy of his apartment, he brings his creation to life. When he looks at
the monstrosity that he has created, however, the sight horrifies him. After a
fitful night of sleep, interrupted by the specter of the monster looming over
him, he runs into the streets, eventually wandering in remorse. Victor runs into
Henry, who has come to study at the university, and he takes his friend back to
his apartment. Though the monster is gone, Victor falls into a feverish illness.
Sickened by his horrific deed, Victor prepares to return to Geneva, to
his family, and to health. Just before departing Ingolstadt, however, he
receives a letter from his
father informing
him that his youngest brother, William,
has been murdered. Grief-stricken, Victor hurries home. While passing through
the woods where William was strangled, he catches sight of the monster and
becomes convinced that the monster is his brother's murderer. Arriving in Geneva,
Victor finds that Justine
Moritz, a kind,
gentle girl who had been adopted by the Frankenstein household, has been accused.
She is tried, condemned, and executed, despite her assertions of innocence.
Victor grows despondent, guilty with the knowledge that the monster he has
created bears responsibility for the death of two innocent loved ones.
Hoping to ease his grief, Victor takes a vacation to the mountains. While
he is alone one day, crossing an enormous glacier, the monster approaches him.
The monster admits the murder of William but begs for understanding. Lonely,
shunned, and forlorn, he says that he struck out at William in a desperate
attempt to injure Victor, his cruel creator. The monster begs Victor to create a
mate for him, a monster equally grotesque to serve as his sole companion.
Victor refuses at first, horrified by the prospect of creating a second
monster. The monster is eloquent and persuasive, however, and he eventually
convinces Victor. After returning to Geneva, Victor heads for England,
accompanied by Henry, to gather information for the creation of a female monster.
Leaving Henry in Scotland, he secludes himself on a desolate island in the
Orkneys and works reluctantly at repeating his first success. One night, struck
by doubts about the morality of his actions, Victor glances out the window to
see the monster glaring in at him with a frightening grin. Horrified by the
possible consequences of his work, Victor destroys his new creation. The monster,
enraged, vows revenge, swearing that he will be with Victor on Victor's wedding
night.
Later that night, Victor takes a boat out onto a lake and dumps the
remains of the second creature in the water. The wind picks up and prevents him
from returning to the island. In the morning, he finds himself ashore near an
unknown town. Upon landing, he is arrested and informed that he will be tried
for a murder discovered the previous night. Victor denies any knowledge of the
murder, but when shown the body, he is shocked to behold his friend Henry
Clerval, with the mark of the monster's fingers on his neck. Victor falls ill,
raving and feverish, and is kept in prison until his recovery, after which he is
acquitted of the crime.
Shortly after returning to Geneva with his father, Victor marries
Elizabeth. He fears the monster's warning and suspects that he will be murdered
on his wedding night. To be cautious, he sends Elizabeth away to wait for him.
While he awaits the monster, he hears Elizabeth scream and realizes that the
monster had been hinting at killing his new bride, not himself. Victor returns
home to his father, who dies of grief a short time later. Victor vows to devote
the rest of his life to finding the monster and exacting his revenge, and he
soon departs to begin his quest.
Victor tracks the monster ever northward into the ice. In a dogsled chase,
Victor almost catches up with the monster, but the sea beneath them swells and
the ice breaks, leaving an unbridgeable gap between them. At this point, Walton
encounters Victor, and the narrative catches up to the time of Walton's fourth
letter to his sister.
Walton tells the remainder of the story in another series of letters to
his sister. Victor, already ill when the two men meet, worsens and dies shortly
thereafter. When Walton returns, several days later, to the room in which the
body lies, he is startled to see the monster weeping over Victor. The monster
tells Walton of his immense solitude, suffering, hatred, and remorse. He asserts
that now that his creator has died, he too can end his suffering. The monster
then departs for the northernmost ice to die.
Character
List
Victor Frankenstein -
The doomed protagonist and narrator of the main portion of the story. Studying
in Ingolstadt, Victor discovers the secret of life and creates an intelligent
but grotesque monster,
from whom he recoils in horror. Victor keeps his creation of the monster a
secret, feeling increasingly guilty and ashamed as he realizes how helpless he
is to prevent the monster from ruining his life and the lives of others.
Click here
for In-Depth
Analysis.
The monster -
The eight-foot-tall, hideously ugly creation of Victor
Frankenstein.
Intelligent and sensitive, the monster attempts to integrate himself into human
social patterns, but all who see him shun him. His feeling of abandonment
compels him to seek revenge against his creator.
Click here
for In-Depth
Analysis.
Robert Walton -
The Arctic seafarer whose letters open and close Frankenstein. Walton
picks the bedraggled Victor
Frankenstein up
off the ice, helps nurse him back to health, and hears Victor's story. He
records the incredible tale in a series of letters addressed to his sister,
Margaret Saville, in England.
Click here
for In-Depth
Analysis.
Alphonse Frankenstein -
Victor's father, very sympathetic toward his son. Alphonse consoles Victor
in moments of pain and encourages him to remember the importance of family.
Elizabeth Lavenza -
An orphan, four to five years younger than Victor, whom the Frankensteins adopt.
In the 1818 edition of the novel, Elizabeth
is Victor's
cousin, the child of Alphonse
Frankenstein's
sister. In the 1831 edition, Victor's
mother rescues
Elizabeth from a destitute peasant cottage in Italy. Elizabeth embodies the
novel's motif of passive women, as she waits patiently for Victor's attention.
Henry Clerval -
Victor's
boyhood friend, who nurses Victor back to health in Ingolstadt. After working
unhappily for his father, Henry begins to follow in Victor's footsteps as a
scientist. His cheerfulness counters Victor's moroseness.
William Frankenstein -
Victor's youngest brother and the darling of the Frankenstein family. The
monster strangles
William in the woods outside Geneva in order to hurt Victor
for abandoning him. William's death deeply saddens Victor and burdens him with
tremendous guilt about having created The
monster.
Justine Moritz -
A young girl adopted into the Frankenstein household while Victor
is growing up. Justine is blamed and executed for William's
murder, which is actually committed by the
monster.
Caroline Beaufort -
The daughter of Beaufort.
After her father's death, Caroline is taken in by, and later marries, Alphonse
Frankenstein. She dies of scarlet fever, which she contracts from Elizabeth,
just before Victor
leaves for Ingolstadt at age seventeen.
Beaufort -
A merchant and friend of Victor's
father; the father of Caroline
Beaufort.
Peasants -
A family of peasants, including a blind old man, De Lacey; his son and daughter,
Felix and Agatha; and a foreign woman named Safie. The
monster learns how
to speak and interact by observing them. When he reveals himself to them, hoping
for friendship, they beat him and chase him away.
M. Waldman -
The professor of chemistry who sparks Victor's interest in science. He dismisses
the alchemists' conclusions as unfounded but sympathizes with Victor's
interest in a science that can explain the "big questions," such as
the origin of life.
M. Krempe -
A professor of natural philosophy at Ingolstadt. He dismisses Victor's
study of the alchemists as wasted time and encourages him to begin his studies
anew.
Mr. Kirwin -
The Scottish magistrate who accuses Victor
of Henry's
murder.
Analysis of Major Characters
Victor Frankenstein -
Victor Frankenstein's life story is at the heart of Frankenstein. A young
Swiss boy, he grows up in Geneva reading the works of the ancient and outdated
alchemists, a background that serves him ill when he attends university at
Ingolstadt. There he learns about modern science and, within a few years,
masters all that his professors have to teach him. He becomes fascinated with
the "secret of life," discovers it, and brings a hideous monster
to life. The monster proceeds to kill Victor's
youngest brother, best
friend, and wife;
he also indirectly causes the deaths of two other innocents, including Victor's
father. Though
torn by remorse, shame, and guilt, Victor refuses to admit to anyone the horror
of what he has created, even as he sees the ramifications of his creative act
spiraling out of control.
Victor changes over the course of the novel from an innocent youth
fascinated by the prospects of science into a disillusioned, guilt-ridden man
determined to destroy the fruits of his arrogant scientific endeavor. Whether as
a result of his desire to attain the godlike power of creating new life or his
avoidance of the public arenas in which science is usually conducted, Victor is
doomed by a lack of humanness. He cuts himself off from the world and eventually
commits himself entirely to an animalistic obsession with revenging himself upon
the monster.
At the end of the novel, having chased his creation ever northward,
Victor relates his story to Robert Walton and then dies. With its multiple
narrators and, hence, multiple perspectives, the novel leaves the reader with
contrasting interpretations of Victor: classic mad scientist, transgressing all
boundaries without concern, or brave adventurer into unknown scientific lands,
not to be held responsible for the consequences of his explorations.
The monster -
The monster is Victor
Frankenstein's
creation, assembled from old body parts and strange chemicals, animated by a
mysterious spark. He enters life eight feet tall and enormously strong but with
the mind of a newborn. Abandoned by his creator and confused, he tries to
integrate himself into society, only to be shunned universally. Looking in the
mirror, he realizes his physical grotesqueness, an aspect of his persona that
blinds society to his initially gentle, kind nature. Seeking revenge on his
creator, he kills Victor's younger brother. After Victor destroys his work on
the female monster meant to ease the monster's solitude, the monster murders
Victor's best friend and then his new wife.
While Victor feels unmitigated hatred for his creation, the monster shows
that he is not a purely evil being. The monster's eloquent narration of events
(as provided by Victor) reveals his remarkable sensitivity and benevolence. He
assists a group of poor peasants and saves a girl from drowning, but because of
his outward appearance, he is rewarded only with beatings and disgust. Torn
between vengefulness and compassion, the monster ends up lonely and tormented by
remorse. Even the death of his creator-turned-would-be-destroyer offers only
bittersweet relief: joy because Victor has caused him so much suffering, sadness
because Victor is the only person with whom he has had any sort of relationship.
Robert Walton -
Walton's letters to his sister form a frame around the main narrative, Victor
Frankenstein's tragic story. Walton captains a North Pole–bound ship that gets
trapped between sheets of ice. While waiting for the ice to thaw, he and his
crew pick up Victor, weak and emaciated from his long chase after the monster.
Victor recovers somewhat, tells Walton the story of his life, and then dies.
Walton laments the death of a man with whom he felt a strong, meaningful
friendship beginning to form.
Walton functions as the conduit through which the reader hears the story
of Victor and his monster. However, he also plays a role that parallels Victor's
in many ways. Like Victor, Walton is an explorer, chasing after that
"country of eternal light"—unpossessed knowledge. Victor's influence
on him is paradoxical: one moment he exhorts Walton's almost-mutinous men to
stay the path courageously, regardless of danger; the next, he serves as an
abject example of the dangers of heedless scientific ambition. In his ultimate
decision to terminate his treacherous pursuit, Walton serves as a foil (someone
whose traits or actions contrast with, and thereby highlight, those of another
character) to Victor, either not obsessive enough to risk almost-certain death
or not courageous enough to allow his passion to drive him.
Themes, Motifs, and Symbols
Themes
Themes are the fundamental and often universal ideas explored in a
literary work.
Dangerous Knowledge -
The pursuit of knowledge is at the heart of Frankenstein, as Victor
attempts to surge beyond accepted human limits and access the secret of life.
Likewise, Robert
Walton attempts to
surpass previous human explorations by endeavoring to reach the North Pole. This
ruthless pursuit of knowledge, of the light (see "Light and Fire"),
proves dangerous, as Victor's act of creation eventually results in the
destruction of everyone dear to him, and Walton finds himself perilously trapped
between sheets of ice. Whereas Victor's obsessive hatred of the
monster drives him
to his death, Walton ultimately pulls back from his treacherous mission, having
learned from Victor's example how destructive the thirst for knowledge can be.
Sublime Nature -
The sublime natural world, embraced by Romanticism (late eighteenth century to
mid-nineteenth century) as a source of unrestrained emotional experience for the
individual, initially offers characters the possibility of spiritual renewal.
Mired in depression and remorse after the deaths of William
and Justine,
for which he feels responsible, Victor heads to the mountains to lift his
spirits. Likewise, after a hellish winter of cold and abandonment, the monster
feels his heart lighten as spring arrives. The influence of nature on mood is
evident throughout the novel, but for Victor, the natural world's power to
console him wanes when he realizes that the monster will haunt him no matter
where he goes. By the end, as Victor chases the monster obsessively, nature, in
the form of the Arctic desert, functions simply as the symbolic backdrop for his
primal struggle against the monster.
Monstrosity -
Obviously, this theme pervades the entire novel, as the monster lies at the
center of the action. Eight feet tall and hideously ugly, the monster is
rejected by society. However, his monstrosity results not only from his
grotesque appearance but also from the unnatural manner of his creation, which
involves the secretive animation of a mix of stolen body parts and strange
chemicals. He is a product not of collaborative scientific effort but of dark,
supernatural workings.
The monster is only the most literal of a number of monstrous entities in
the novel, including the knowledge that Victor used to create the monster (see
"Dangerous Knowledge"). One can argue that Victor himself is a kind of
monster, as his ambition, secrecy, and selfishness alienate him from human
society. Ordinary on the outside, he may be the true "monster" inside,
as he is eventually consumed by an obsessive hatred of his creation. Finally,
many critics have described the novel itself as monstrous, a stitched-together
combination of different voices, texts, and tenses (see "Texts").
Secrecy -
Victor conceives of science as a mystery to be probed; its secrets, once
discovered, must be jealously guarded. He considers M.
Krempe, the
natural philosopher he meets at Ingolstadt, a model scientist: "an uncouth
man, but deeply imbued in the secrets of his science." Victor's entire
obsession with creating life is shrouded in secrecy, and his obsession with
destroying the monster remains equally secret until Walton hears his tale.
Whereas Victor continues in his secrecy out of shame and guilt, the
monster is forced into seclusion by his grotesque appearance. Walton serves as
the final confessor for both, and their tragic relationship becomes immortalized
in Walton's letters. In confessing all just before he dies, Victor escapes the
stifling secrecy that has ruined his life; likewise, the monster takes advantage
of Walton's presence to forge a human connection, hoping desperately that at
last someone will understand, and empathize with, his miserable existence.
Texts -
Frankenstein is overflowing with texts: letters, notes, journals,
inscriptions, and books fill the novel, sometimes nestled inside each other,
other times simply alluded to or quoted. Walton's letters envelop the entire
tale; Victor's story fits inside Walton's letters; the monster's story fits
inside Victor's; and the love story of Felix
and Safie
and references to Paradise
Lost fit
inside the monster's story. This profusion of texts is an important aspect of
the narrative structure, as the various writings serve as concrete
manifestations of characters' attitudes and emotions.
Language plays an enormous role in the monster's development by hearing
and watching the peasants, the monster learns to speak and read, which enables
him to understand the manner of his creation, as described in Victor's journal.
He later leaves notes for Victor along the chase into the northern ice,
inscribing words in trees and on rocks, turning nature itself into a writing
surface.
Motifs
Motifs are recurring structures, contrasts, or literary devices that can
help to develop and inform the text's major themes.
Passive Women -
For a novel written by the daughter of an important feminist, Frankenstein
is strikingly devoid of strong female characters. The novel is littered with
passive women who suffer calmly and then expire: Caroline
Beaufort is a
self-sacrificing mother who dies taking care of her adopted daughter; Justine is
executed for murder, despite her innocence; the creation of the female monster
is aborted by Victor because he fears being unable to control her actions once
she is animated; Elizabeth waits, impatient but helpless, for Victor to return
to her, and she is eventually murdered by the monster. One can argue that
Shelley renders her female characters so passive and subjects them to such ill
treatment in order to call attention to the obsessive and destructive behavior
that Victor and the monster exhibit.
Abortion -
The motif of abortion recurs as both Victor and the monster express their sense
of the monster's hideousness. About first seeing his creation, Victor says:
"When I thought of him, I gnashed my teeth, my eyes became inflamed, and I
ardently wished to extinguish that life which I had so thoughtlessly made."
The monster feels a similar disgust for himself: "I, the miserable and the
abandoned, am an abortion, to be spurned at, and kicked, and trampled on."
Both lament the monster's existence and wish that Victor had never engaged in
his act of creation.
The motif appears also in regard to Victor's other pursuits. When Victor
destroys his work on a female monster, he literally aborts his act of creation,
preventing the female monster from coming alive. Figurative abortion
materializes in Victor's description of natural philosophy: "I at once gave
up my former occupations; set down natural history and all its progeny as a
deformed and abortive creation; and entertained the greatest disdain for a
would-be science, which could never even step within the threshold of real
knowledge." As with the monster, Victor becomes dissatisfied with natural
philosophy and shuns it not only as unhelpful but also as intellectually
grotesque.
Symbols
Symbols are objects, characters, figures, or colors used to represent
abstract ideas or concepts.
Light and Fire -
"What could not be expected in the country of eternal light?" asks
Walton, displaying a faith in, and optimism about, science. In Frankenstein,
light symbolizes knowledge, discovery, and enlightenment. The natural world is a
place of dark secrets, hidden passages, and unknown mechanisms; the goal of the
scientist is then to reach light. The dangerous and more powerful cousin of
light is fire. The monster's first experience with a still-smoldering flame
reveals the dual nature of fire: he discovers excitedly that it creates light in
the darkness of the night, but also that it harms him when he touches it.
The presence of fire in the text also brings to mind the full title of
Shelley's novel, Frankenstein: or, The Modern Prometheus. The Greek god
Prometheus gave the knowledge of fire to humanity and was then severely punished
for it. Victor, attempting to become a modern Prometheus, is certainly punished,
but unlike fire, his "gift" to humanity—knowledge of the secret of
life—remains a secret.
Preface
and Letters 1–4
(Read: Chapter
1
· Chapter
2)
Summary
Preface
|
I saw the pale student of unhallowed arts kneeling beside the thing he
had put together. |
|
Frankenstein
opens with a preface, signed by Mary Shelley but commonly supposed to have been
written by her husband, Percy Bysshe Shelley. It states that the novel was begun
during a summer vacation in the Swiss Alps, when unseasonably rainy weather and
nights spent reading German ghost stories inspired the author and her literary
companions to engage in a ghost story writing contest, of which this work is the
only completed product.
Letter 1
|
What may not be expected in a country of eternal light? |
|
The novel itself begins with a series of letters from the explorer Robert
Walton to his
sister, Margaret Saville. Walton, a well-to-do Englishman with a passion for
seafaring, is the captain of a ship headed on a dangerous voyage to the North
Pole. In the first letter, he tells his sister of the preparations leading up to
his departure and of the desire burning in him to accomplish "some great
purpose"—discovering a northern passage to the Pacific, revealing the
source of the Earth's magnetism, or simply setting foot on undiscovered
territory.
Letters 2–3
In the second letter, Walton bemoans his lack of friends. He feels lonely
and isolated, too sophisticated to find comfort in his shipmates and too
uneducated to find a sensitive soul with whom to share his dreams. He shows
himself a Romantic, with his "love for the marvellous, a belief in the
marvellous," which pushes him along the perilous, lonely pathway he has
chosen. In the brief third letter, Walton tells his sister that his ship has set
sail and that he has full confidence that he will achieve his aim.
Letter 4
In the fourth letter, the ship stalls between huge sheets of ice, and
Walton and his men spot a sledge guided by a gigantic creature about half a mile
away. The next morning, they encounter another sledge stranded on an ice floe.
All but one of the dogs drawing the sledge is dead, and the man on the sledge—not
the man seen the night before—is emaciated, weak, and starving. Despite his
condition, the man refuses to board the ship until Walton tells him that it is
heading north. The stranger spends two days recovering, nursed by the crew,
before he can speak. The crew is burning with curiosity, but Walton, aware of
the man's still-fragile state, prevents his men from burdening the stranger with
questions. As time passes, Walton and the stranger become friends, and the
stranger eventually consents to tell Walton his story. At the end of the fourth
letter, Walton states that the visitor will commence his narrative the next day;
Walton's framing narrative ends and the stranger's begins.
Analysis
The preface to Frankenstein sets up the novel as entertainment,
but with a serious twist—a science fiction that nonetheless captures "the
truth of the elementary principles of human nature." The works of Homer,
Shakespeare, and Milton are held up as shining examples of the kind of work Frankenstein
aspires to be. Incidentally, the reference to "Dr. Darwin" in the
first sentence is not to the famous evolutionist Charles Darwin, who was seven
years old at the time the novel was written, but to his grandfather, the
biologist Erasmus Darwin.
In addition to setting the scene for the telling of the stranger's
narrative, Walton's letters introduce an important character—Walton himself—whose
story parallels Frankenstein's. The second letter introduces the idea of loss
and loneliness, as Walton complains that he has no friends with whom to share
his triumphs and failures, no sensitive ear to listen to his dreams and
ambitions. Walton turns to the stranger as the friend he has always wanted; his
search for companionship, and his attempt to find it in the stranger, parallels the
monster's desire
for a friend and mate later in the novel. This parallel between man and monster,
still hidden in these early letters but increasingly clear as the novel
progresses, suggests that the two may not be as different as they seem.
Another theme that Walton's letters introduce is the danger of knowledge.
The stranger tells Walton, "You seek for knowledge and wisdom, as I once
did; and I ardently hope that the gratification of your wishes may not be a
serpent to sting you, as mine has been." The theme of destructive knowledge
is developed throughout the novel as the tragic consequences of the stranger's
obsessive search for understanding are revealed. Walton, like the stranger, is
entranced by the opportunity to know what no one else knows, to delve into
nature's secrets: "What may not be expected in a country of eternal
light?" he asks.
Walton's is only the first of many voices in Frankenstein. His
letters set up a frame narrative that encloses the main narrative—the
stranger's—and provides the context in which it is told. Nested within the
stranger's narrative are even more voices. The use of multiple frame narratives
calls attention to the telling of the story, adding new layers of complexity to
the already intricate relationship between author and reader: as the reader
listens to Victor's story, so does Walton; as Walton listens, so does his sister.
By focusing the reader's attention on narration, on the importance of the
storyteller and his or her audience, Shelley may have been trying to link her
novel to the oral tradition to which the ghost stories that inspired her tale
belong. Within each framed narrative, the reader receives constant reminders of
the presence of other authors and audiences, and of perspective shifts, as
Victor breaks out of his narrative to address Walton directly and as Walton
signs off each of his letters to his sister.